Future Regulatory Developments

Our swap and SBS trading relationship may be affected in the future by additional rules for swaps and SBS that the CFTC and SEC may adopt pursuant to Dodd-Frank.  We may notify you of relevant new rules as they come into effect, but you may, and should, inform yourself about them by checking the list of final rules posted on the CFTC website at: Final Rules, Guidance, Exemptive Orders & Other Actions | CFTC and the SEC website at: SEC.gov | Implementing the Dodd Frank Act.

 

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